⚖ Intro Alpine and FINRA overreach

[JFWooten4]

In bringing up the SRO oversight constitutionality, we can point to how the rulemaking and arbitration bankrupted shut down this firm:

It is sad that a small BD like Ages, with over 40 years in the industry, was forced out of business because of a [Finra arbitration] panel’s overreach.

— Kirsten Patzer, counsel

[tehchives]

Really interesting subject here. I want to hear more about the constitutionality argument you brought up in TakingStock #60, and need to actively engage more in learning about that. I know you quoted a specific clause or line I need to look up as well, or could you link it here?