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⚖ 2003-era SRO governance adjustments #15

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JFWooten4 opened this issue Dec 31, 2024 · 1 comment
Open

⚖ 2003-era SRO governance adjustments #15

JFWooten4 opened this issue Dec 31, 2024 · 1 comment

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@JFWooten4
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From #13, we ought address the outstanding items from S7-11-03, S7-39-04, and S7-40-04 inter alia.1

This is around when the SROs started having their rules reviewed by staff to enforce securities laws, rather than enacting their own preference with retroactive oversight.

Footnotes

  1. See laptop hardcopies at 1/3.

@JFWooten4
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JFWooten4 commented Jan 25, 2025

Requisites both PNG and Dee Hock's work.1

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  1. See Birth of the Chaordic Age, One from Many: VISA and the Rise of Chaordic Organization, and Autobiography of a Restless Mind: Reflections on the Human Condition. The first one should lend enough for TAR2, and the third seems more related to JFWooten4/gratitude-journal#1 a smidge further down the line once going through Corey's Renumerations.

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